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C3 - Internal Control Deficiencies

  1. The C3 Internal Control Deficiencies workpaper summarises all 'no' responses that have been indicated in the C1 Internal Control Planning Procedures and Review workpaper;

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  2. The C3 Internal Control Deficiencies workpaper is designed to assist the Engagement Partner when reviewing the file. Rather than reviewing each procedure in C1 Internal Control Planning Procedures and Review workpaper, the Reviewer is able to see a summary of all the issues on the file. Any changes to responses or comments made in C3 Internal Control Deficiencies workpaper are live changes and will update in C1 Internal Control Planning Procedures and Review workpaper;

  3. If the Reviewer marks Completed in C3 Internal Control Deficiencies workpaper this will also mark C1 Internal Control Planning Procedures and Review as Completed.

 

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